Sophisticated Investor Register
Unlocking your investment potential...
Are you a Sophisticated or Qualified Investor?
Q. Have you invested in the high yield corporate bonds and funds that have managed to show gains during the recession in excess of 18-20%?
The answer is probably NO if you have not taken the time to qualify yourself as a sophisticated, registered or High Net Worth Investor.
The Sophisticated Investor Register is a FREE online resource for Sophisticated Investors, High Net Worth Investors and Professional investment advisers.
Through our FREE On-Line application service, we can assess your eligibility for and issue a certificate declaring that you meet the requirements for being treated as a Sophisticated Investor and help you understand what having such a designation entails for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (‘the FPO’).
We also assist with maintaining your registration (which needs to be renewed each year) and will be on hand to advise you of any changes in the regulations and ensure that your certification is current at all times. To find out more about our services, please call one of our advisors on 0203 129 2103 or request a callback.
The marketing of private placements is governed by two principal pieces of legislation in the UK: The Financial Services and Markets Act 2000 (FSMA) and the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (FPO). Also, in certain circumstances where there is an offer to the public, the Prospectus Regulations 2005 may apply subject to the available exemptions from the requirement to provide a prospectus available for private placements. More